The development of MiFID will strengthen ESMA’s role in product intervention. The proposals seek to strengthen investor protection through an even stronger framework for the provision of investment services to retail clients and possibly a more proactive approach from NCAs.
MiFID will also require ESMA and NCAs to revise the current Transaction Reporting Exchange Mechanism (TREM) and the Reference Data System (RDS), to include extensions to financial instruments traded on MTFs, OTFs and to the scope of transaction reporting obligations and suspensions and removals from trading
The review of the market abuse regime will also form part of ESMA’s regulatory single rulebook...
Nội dung trích xuất từ tài liệu:
2013 work programme European Securities and Markets Authority
2013 work programme European Securities and Markets Authority
Số trang: 35
Loại file: pdf
Dung lượng: 699.10 KB
Lượt xem: 46
Lượt tải: 0
Thông tin tài liệu:
Tìm kiếm theo từ khóa liên quan:
Employment Apprenticeship Post-Secondary appropriate referrals Business and Economics undergraduateTài liệu có liên quan:
-
Asset Management in Europe: Facts and Figures 2012
50 trang 54 0 0 -
148 trang 50 0 0
-
Panache: A Parallel File System Cache for Global File Access
14 trang 48 0 0 -
Illustrative IFRS financial statements 2011 Investment funds
70 trang 46 0 0 -
74 trang 46 0 0
-
DIGITAL & MEDIA PREDICTIONS 2013
11 trang 46 0 0 -
ENGLISH - Improving writing and debating skills
25 trang 45 0 0 -
Improving writing skills - Recommended text: The Pyramid Principle
15 trang 43 0 0 -
Sec valuation and liquidity guidance for registered investment companies
392 trang 42 0 0 -
Investment Funds in Luxembourg 2012
0 trang 39 0 0
